BCG Attorney Search
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Mid-to Senior-level Financial Services Compliance And Regulatory Associate
Location:
Chicago, IL
Description:
Practice Area: Corporate - Asset / Investment Management,Finance - Financial Services Regulation,Corporate - General,Finance - General, Job Type: Attorney, Firm Type: Law Firm, Experience: 4 Years, Job Overview: A law firm in Chicago, IL, is seeking a Mid-to Senior-level Financial Services Compliance and Regulatory Associate Attorney with at least 4 years of relevant experience. The ideal candidate will be crucial in advising registered investment advisors and broker-dealers on regulatory and compliance matters, demonstrating expertise in the Investment Advisers Act of 1940 and the Investment Company Act of 1940.Job Details:Duties:Provide counsel on regulatory and compliance issues related to the Investment Advisers Act of 1940 and the Investment Company Act of 1940.Conduct statutory and regulatory analyses and apply findings to specific cases.Handle legal writing tasks, including drafting documents related to securities offerings.Apply knowledge of corporate and governance principles to ensure compliance.Requirements:Minimum of 4 years of experience working on compliance and regulatory matters.Prior experience with regulators, particularly the SEC and FINRA.Excellent oral and written communication skills.Unrelenting commitment to client service.Membership in the IL Bar in good standing.Education:Juris Doctor (JD) degree from an accredited law school.Certifications:Active membership in the Illinois State Bar.Skills:Strong understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.Proficiency in statutory and regulatory analysis.Exceptional legal writing skills.Familiarity with securities offerings.In-depth knowledge of corporate and governance principles.Job Location: Chicago, ILBenefits: The firm offers a comprehensive benefits package, including:BonusHealth insurance with an optional HSAShort-term disabilityLong-term disabilityDental InsuranceVision careLife insuranceHealthcare and Dependent Care Flexible Spending Accounts401(k)Vacation and sick timeEmployee assistance programAdditional voluntary programs include:Voluntary accident insuranceVoluntary life insuranceVoluntary disability insuranceVoluntary long-term care insurancePet insurance
Education/experience:
2 To 5 Years
Company:
BCG Attorney Search
Posted:
April 15 on BCG Attorney Search
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More About this Listing: Mid-to Senior-level Financial Services Compliance And Regulatory Associate
Mid-to Senior-level Financial Services Compliance And Regulatory Associate is a Legal Mid-To Senior-Level Financial Job at BCG Attorney Search located in Chicago IL. Find other listings like Mid-to Senior-level Financial Services Compliance And Regulatory Associate by searching Oodle for Legal Mid-To Senior-Level Financial Jobs.
Mid-to Senior-level Financial Services Compliance And Regulatory Associate is a Legal Mid-To Senior-Level Financial Job at BCG Attorney Search located in Chicago IL. Find other listings like Mid-to Senior-level Financial Services Compliance And Regulatory Associate by searching Oodle for Legal Mid-To Senior-Level Financial Jobs.