BCG Attorney Search
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Mid-to Senior-level Financial Services Compliance And Regulatory Associate
Location:
Bellevue, WA
Description:
Practice Area: Corporate - Asset / Investment Management,Finance - Financial Services Regulation,Corporate - General,Finance - General, Job Type: Attorney, Firm Type: Law Firm, Experience: 4 Years, Job OverviewA law firm in Bellevue, WA, is seeking a Mid-to Senior-level Financial Services Compliance and Regulatory Associate Attorney with a minimum of 4 years of experience. The ideal candidate should possess expertise in compliance and regulatory matters, particularly advising registered investment advisors and broker-dealers on issues related to the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Exceptional communication skills and a commitment to client service are crucial for success in this role.DutiesProvide counsel on regulatory and compliance issues, focusing on the Investment Advisers Act of 1940 and the Investment Company Act of 1940.Conduct statutory and regulatory analysis and apply findings to ensure compliance.Draft and review legal documents, including securities offerings, and ensure adherence to corporate and governance principles.Collaborate with regulators, particularly the SEC and FINRA, on behalf of clients.Demonstrate an unwavering commitment to client service.RequirementsMinimum of 4 years of experience working on compliance and regulatory matters.Familiarity with the Investment Advisers Act of 1940 and the Investment Company Act of 1940.Prior experience with regulators, including the SEC and FINRA.Membership in the WA Bar in good standing.EducationJuris Doctor (JD) from an accredited law school.CertificationsAdmission to the Washington State Bar.SkillsStrong statutory and regulatory analysis and application skills.Proficient in legal writing.Experience with securities offerings.Knowledge of corporate and governance principles.Outstanding oral and written communication skills.BenefitsThe firm offers a comprehensive benefits package, including:BonusHealth insurance with an optional Health Savings Account (HSA)Short-term disabilityLong-term disabilityDental InsuranceVision careLife insuranceHealthcare and Dependent Care Flexible Spending Accounts401(k)Vacation and sick timeEmployee assistance programAdditional voluntary programs include:Voluntary accident insuranceVoluntary life insuranceVoluntary disability insuranceVoluntary long-term care insurancePet insurance. This Amlaw firm stands out among its peers as having a commitment to innovation, work-life balance, and friendly firm culture. The firm aims to be agile in the changing legal landscape, and rewards the creativity and entrepreneurial spirit of its lawyers. The firm is also serious about its commitment to diversity and pro bono initiatives, and provides ample opportunity for its associates to gain meaningful experience early on in their careers.
Education/experience:
2 To 5 Years
Company:
BCG Attorney Search
Posted:
April 15 on BCG Attorney Search
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More About this Listing: Mid-to Senior-level Financial Services Compliance And Regulatory Associate
Mid-to Senior-level Financial Services Compliance And Regulatory Associate is a Legal Mid-To Senior-Level Financial Job at BCG Attorney Search located in Bellevue WA. Find other listings like Mid-to Senior-level Financial Services Compliance And Regulatory Associate by searching Oodle for Legal Mid-To Senior-Level Financial Jobs.
Mid-to Senior-level Financial Services Compliance And Regulatory Associate is a Legal Mid-To Senior-Level Financial Job at BCG Attorney Search located in Bellevue WA. Find other listings like Mid-to Senior-level Financial Services Compliance And Regulatory Associate by searching Oodle for Legal Mid-To Senior-Level Financial Jobs.